| 14-02135 | 10/07/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): James Dickey
Respondent Lawyers(s): James Dickey
Arbitrator(s): Erick R. Zanner, Kevin R. Zehe, Robert L. Washburn
Hearing Site: Columbus, OH
| | |
| 12-04367 | 05/07/2015 | Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney FA Notes
Claimant Lawyers(s): Samuel R. Mauch
Respondent(s): John Offenburger
Respondent Lawyers(s): Stephany D. McLaughlin
Arbitrator(s): Charles D. Underwood, Larry P. Larsen, Robert L. Washburn
Hearing Site: Columbus, OH
| | |
| 14-02280 | 04/01/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Elizabeth M. HIll
Respondent(s): Jo Fisher
Respondent Lawyers(s): Rose M. Schindler
Arbitrator(s): Charles D. Underwood, John B. Glueckert, Robert L. Washburn
Hearing Site: Columbus, OH
| | |
| 09-04362 | 07/25/2011 | Claimant(s): Barbara Agranoff, Joseph Agranoff, Barbara Agranoff IRA, Joseph H. Agranoff IRA
Claimant Lawyers(s): Timothy L. Van Eman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Rosen
Respondent Lawyers(s): Russell S. Sayre
Arbitrator(s): Carol M. Stoner, Robert L. Washburn, Daniel R. LaMacchia
Hearing Site: Columbus, OH
|  | $291,620 |
