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FINRA Awards for Larry P. Larsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0436705/07/2015Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney FA Notes
Claimant Lawyers(s): Samuel R. Mauch
Respondent(s): John Offenburger
Respondent Lawyers(s): Stephany D. McLaughlin
Arbitrator(s): Charles D. Underwood, Larry P. Larsen, Robert L. Washburn
Hearing Site: Columbus, OH
09-0387702/15/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): David Neison
Respondent Lawyers(s): David C. Neison
Arbitrator(s): Larry P. Larsen
Hearing Site: Louisville, KY
06-0108610/21/2008Claimant(s): Jeffrey Geiger
Claimant Lawyers(s): Christopher R. Pettit
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister
Hearing Site: Columbus, OH

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