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FINRA Awards for David C. Neison

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0387702/15/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): David Neison
Respondent Lawyers(s): David C. Neison
Arbitrator(s): Larry P. Larsen
Hearing Site: Louisville, KY
11-0185410/11/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): David Neison
Respondent Lawyers(s): David C. Neison
Arbitrator(s): Tim V. Young
Hearing Site: Louisville, KY

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