FINRA Awards for Erick R. Zanner

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03662	07/31/2017	Claimant(s): Traci Born Claimant Lawyers(s): Dennis J. Concilla Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Erick R. Zanner, Lynn Hirschfeld Brahin, Nelson E. Genshaft Hearing Site: Columbus, OH
14-03253	05/09/2017	Claimant(s): Fredric Rothermich Claimant Lawyers(s): Christopher J. Hogan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Harlita R. Tomlinson, Erick R. Zanner, Sandra M. Furman Hearing Site: Columbus, OH
14-02135	10/07/2016	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): James Dickey Respondent Lawyers(s): James Dickey Arbitrator(s): Erick R. Zanner, Kevin R. Zehe, Robert L. Washburn Hearing Site: Columbus, OH
08-01874	06/29/2010	Claimant(s): Associated Financial Group. Claimant Lawyers(s): G. Thomas Fleming Respondent(s): Thomas Ensign, Associated Securities Corp. Respondent Lawyers(s): G. Thomas Fleming, Thomas Ensign Arbitrator(s): Charles D. Underwood, David W. Stanton, Erick R. Zanner Hearing Site: Columbus, OH
08-00824	05/22/2009	Claimant(s): David Yashon Claimant Lawyers(s): David Yashon Respondent(s): Brent Markley, Michael O'Dell, A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff, James C. Browning Arbitrator(s): Jeffrey M. Bain, Charles D. Underwood, Erick R. Zanner Hearing Site: Columbus, OH		$46,000