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FINRA Awards for James Dickey

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0213510/07/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): James Dickey
Respondent Lawyers(s): James Dickey
Arbitrator(s): Erick R. Zanner, Kevin R. Zehe, Robert L. Washburn
Hearing Site: Columbus, OH

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