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FINRA Awards for Arthur S. Joseph

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0304411/20/2014Claimant(s): UBS Financial Services Inc., UBS AG
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Terence Reynolds
Respondent Lawyers(s): Francis M. Curran
Arbitrator(s): Arthur S. Joseph, Joseph I. Liebman, Ernesto Jose Mejer
Hearing Site: New York, NY
07-0334602/19/2009Claimant(s): Avi Warga
Claimant Lawyers(s): Alan S. Fellheimer
Respondent(s): Isaac Schlesinger, Robert Rosen, Bishop, Rosen & Co..
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Fred S. Pieroni, Arthur S. Joseph, James D. Siegel
Hearing Site: New York, NY

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