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FINRA Awards for Martin S. Siegel

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0177608/28/2017Claimant(s): Roy Gruenburg
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Anthony Mastroianni
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Barry Goldman, A. Robert Stevenson, Lisa Sue Fildes
Hearing Site: Detroit, MI
Checkmark Icon$540,000
09-0665904/23/2014Claimant(s): Christine Sone
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Barr, Bishop, Rosen & Co..
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Bernard Herman, David B. Harwi, Robert C. Scanlan
Hearing Site: Philadelphia, PA
Checkmark Icon$300
08-0305511/10/2009Claimant(s): Pope Resources LP
Claimant Lawyers(s): Martin S. Siegel
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Daniel Paul Harris, Paul R. Meyer, Robert W. Pillitteri
Hearing Site: Seattle, WA
Checkmark Icon$0
07-0334602/19/2009Claimant(s): Avi Warga
Claimant Lawyers(s): Alan S. Fellheimer
Respondent(s): Isaac Schlesinger, Robert Rosen, Bishop, Rosen & Co..
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Fred S. Pieroni, Arthur S. Joseph, James D. Siegel
Hearing Site: New York, NY
06-0430811/07/2008Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Alan Underberg, Ernest Silano, Robert Rosen, Vincent Ficci, Bishop, Rosen & Co..
Respondent Lawyers(s): David A. Schrader, Eugene M. Underberg, Martin S. Siegel, Vincent C. Ficci
Arbitrator(s): Donald Ferguson, Randolph Guggenheimer, Roy L. Weiss
Hearing Site: New York, NY

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