| 09-06659 | 04/23/2014 | Claimant(s): Christine Sone
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Barr, Bishop, Rosen & Co..
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Bernard Herman, David B. Harwi, Robert C. Scanlan
Hearing Site: Philadelphia, PA
|  | $300 |
| 10-04699 | 06/20/2012 | Claimant(s): Frank Umbriac
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Nipun J. Patel
Arbitrator(s): Diane Ciccone, Robert W. Ratti, David B. Harwi
Hearing Site: Philadelphia, PA
| | $50,000 |
| 09-03927 | 05/25/2010 | Claimant(s): Greg Call, Kathy Call, Kelli Tuttle, Susan Visconti
Claimant Lawyers(s): E. McCord Clayton
Respondent(s): Jeffrey Southard
Respondent Lawyers(s): Jeffrey Joseph Southard
Arbitrator(s): John J. Jordan, Mary Ann M. Melchiorre, David B. Harwi
Hearing Site: Philadelphia, PA
| | $527,860 |
| 08-04107 | 04/05/2010 | Claimant(s): Alan Wein, Noele Wein, Nolan Services.
Claimant Lawyers(s): Michael B. Dubin
Respondent(s): Jeffrey Schrader, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano, Michael Kalmus
Arbitrator(s): Steven T. Stern, Dale A. Pope, David B. Harwi
Hearing Site: Philadelphia, PA
| | Expungement |
