| 10-04699 | 06/20/2012 | Claimant(s): Frank Umbriac
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Nipun J. Patel
Arbitrator(s): Diane Ciccone, Robert W. Ratti, David B. Harwi
Hearing Site: Philadelphia, PA
|  | $50,000 |
| 10-02412 | 07/13/2011 | Claimant(s): Alburnie Wright
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Bart Kaplow, Bobby Myerson
Respondent Lawyers(s): Bobby Fredrick Myerson, Jane M. Shields
Arbitrator(s): Margaret Mary Crumley, Robert W. Ratti, Edward F. Koren
Hearing Site: Philadelphia, PA
| | $300 |
| 08-04394 | 02/28/2011 | Claimant(s): Marvin Levin and Stefani Levin
Claimant Lawyers(s): Deborah R. Gross
Respondent(s): David Kay, Ralph Wileczek
Respondent Lawyers(s): Paula D. Shaffner, Ralph Wileczek
Arbitrator(s): Edward Blumstein, Robert W. Ratti, Kathleen L. Daerr-Bannon
Hearing Site: Philadelphia, PA
| | $0 |
| 08-04546 | 10/05/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Werner
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Jeffrey Steinberg, Felix A. Meschini, Robert W. Ratti
Hearing Site: Philadelphia, PA
| | |
| 07-02087 | 03/20/2008 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Carrie L. Chelko
Respondent(s): Jonathan Barkman
Respondent Lawyers(s): Jonathan Wayne Barkman
Arbitrator(s): Allen B. Lang, Robert W. Ratti, Antonio Albano
Hearing Site: Philadelphia, PA
| | |
| 06-00650 | 12/13/2007 | Claimant(s): Joseph Marciano, Michael Marciano
Claimant Lawyers(s): Ethan Halberstadt
Respondent(s): AXA Advisors, AXA Financial., MONY Holdings LLC, MONY Life Insurance Company, Mony Brokerage., Mony Securities Corporation, The Mony Group.
Respondent Lawyers(s): Michael J. Glasheen
Arbitrator(s): Mary Ann M. Melchiorre, Robert W. Ratti, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | |
