| 10-04159 | 10/12/2011 | Claimant(s): Stanley Schwarz
Claimant Lawyers(s): Thomas A. Sprague
Respondent(s): Wells Fargo Advisors, Drew Barlow
Respondent Lawyers(s): Yoonsun Chung
Arbitrator(s): Mary Ann M. Melchiorre, Doris J. Dabrowski, E. William Pastor
Hearing Site: Philadelphia, PA
|  | $3,537 |
| 09-03927 | 05/25/2010 | Claimant(s): Greg Call, Kathy Call, Kelli Tuttle, Susan Visconti
Claimant Lawyers(s): E. McCord Clayton
Respondent(s): Jeffrey Southard
Respondent Lawyers(s): Jeffrey Joseph Southard
Arbitrator(s): John J. Jordan, Mary Ann M. Melchiorre, David B. Harwi
Hearing Site: Philadelphia, PA
| | $527,860 |
| 07-03541 | 09/03/2009 | Claimant(s): Agile Investments.
Claimant Lawyers(s): David E. Robbins
Respondent(s): D & D Securities., Solaris Alternative Capital Partners
Respondent Lawyers(s): Jeffrey Rosen, Paula D. Shaffner
Arbitrator(s): Mary Ann M. Melchiorre, Stephen T. Mayhew, Timothy J. Tarpey
Hearing Site: Philadelphia, PA
| | |
| 06-00650 | 12/13/2007 | Claimant(s): Joseph Marciano, Michael Marciano
Claimant Lawyers(s): Ethan Halberstadt
Respondent(s): AXA Advisors, AXA Financial., MONY Holdings LLC, MONY Life Insurance Company, Mony Brokerage., Mony Securities Corporation, The Mony Group.
Respondent Lawyers(s): Michael J. Glasheen
Arbitrator(s): Mary Ann M. Melchiorre, Robert W. Ratti, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | |
