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FINRA Awards for Thomas A. Sprague

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0415910/12/2011Claimant(s): Stanley Schwarz
Claimant Lawyers(s): Thomas A. Sprague
Respondent(s): Wells Fargo Advisors, Drew Barlow
Respondent Lawyers(s): Yoonsun Chung
Arbitrator(s): Mary Ann M. Melchiorre, Doris J. Dabrowski, E. William Pastor
Hearing Site: Philadelphia, PA
Checkmark Icon$3,537

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