| 19-01339 | 12/27/2019 | Claimant(s): Roger Green
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mony Securities Corporation
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 18-04144 | 06/25/2019 | Claimant(s): Richard Casolari
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Mony Securities Corporation
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
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| 18-03745 | 05/03/2019 | Claimant(s): Paul Doak
Claimant Lawyers(s): Nicholas J Dale
Respondent(s): Cambridge Investment Research., Mony Securities Corporation
Respondent Lawyers(s): Andrea Shafer, Annet K. Ebright
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
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| 17-00348 | 03/29/2018 | Claimant(s): Elizabeth Goodiel
Claimant Lawyers(s): Nancy Goodiel
Respondent(s): Anastasios Vassilas, AXA Advisors, Mony Securities Corporation
Respondent Lawyers(s): Alexander Nemiroff, Anthony W. Djinis
Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, Matthew Stephen Duchesne
Hearing Site: Washington, DC
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| 17-01108 | 12/21/2017 | Claimant(s): William Stafford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services., Mony Securities Corporation
Respondent Lawyers(s): Bradley Fishman, Hector D. Geribon
Arbitrator(s): Richard J. Stall
Hearing Site: Las Vegas, NV
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| 06-00650 | 12/13/2007 | Claimant(s): Joseph Marciano, Michael Marciano
Claimant Lawyers(s): Ethan Halberstadt
Respondent(s): AXA Advisors, AXA Financial., MONY Holdings LLC, MONY Life Insurance Company, Mony Brokerage., Mony Securities Corporation, The Mony Group.
Respondent Lawyers(s): Michael J. Glasheen
Arbitrator(s): Mary Ann M. Melchiorre, Robert W. Ratti, Catherine S. Kopley
Hearing Site: Philadelphia, PA
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