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FINRA Awards for Roger Green

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0271206/04/2024Claimant(s): Roger Green
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
19-0371210/08/2020Claimant(s): Roger Green
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): IFG Network Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
19-0133912/27/2019Claimant(s): Roger Green
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mony Securities Corporation
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA

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