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FINRA Awards for Annette K. Ebright

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0099003/25/2021Claimant(s): Charles Stanton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Robert M Stein
Hearing Site: Seattle, WA
20-0137003/18/2021Claimant(s): Stephen Webb
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Clydia Jean Cuykendall
Hearing Site: Seattle, WA
20-0142503/17/2021Claimant(s): Adam Bishop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Jane Ann McKenzie
Hearing Site: Seattle, WA
20-0222901/28/2021Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
20-0172901/19/2021Claimant(s): Joseph Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Donald N. Tolin
Hearing Site: Salt Lake City, UT
20-0222701/13/2021Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
20-0222812/23/2020Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Evdokia Sofos
Hearing Site: New York, NY
20-0120312/15/2020Claimant(s): Mark Dolfis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
20-0095712/04/2020Claimant(s): Maurice Acriche
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
20-0067808/24/2020Claimant(s): Lynda Martinsen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Michael D. McDowell
Hearing Site: Buffalo, NY

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