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FINRA Awards for Jane Ann McKenzie

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0400003/28/2022Claimant(s): Kevin Stokesbary
Claimant Lawyers(s): Shannon McDougald
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): William J. Bender, Steven Phillip Caplow, Jane Ann McKenzie
Hearing Site: Seattle, WA
20-0310109/10/2021Claimant(s): Phil Scott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Jane Ann McKenzie
Hearing Site: Seattle, WA
20-0142503/17/2021Claimant(s): Adam Bishop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Jane Ann McKenzie
Hearing Site: Seattle, WA
15-0066607/26/2016Claimant(s): Megumi Sherrill, Richard Sherrill
Claimant Lawyers(s): Al Van Kampen
Respondent(s): Leslie Cannon, Estate of Robert A. Cannon
Respondent Lawyers(s): Dan J. Oates
Arbitrator(s): William J. Bender, Jonathan H. Krotinger, Jane Ann McKenzie
Hearing Site: Seattle, WA
Checkmark Icon$0
13-0108410/01/2013Claimant(s): Chris W. Ditlefsen, Susan J. Ditlefsen
Claimant Lawyers(s): Chris W. Ditlefsen
Respondent(s): Paul Moore
Respondent Lawyers(s): Robert J. Bocko
Arbitrator(s): David W. Evans, Joan M. Schroeder, Jane Ann McKenzie
Hearing Site: Seattle, WA
Checkmark IconDismissed by Rule 12206

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