| 22-00144 | 10/14/2022 | Claimant(s): Elaine Roumillat, Holly Carroccio
Claimant Lawyers(s): Craig M. Warner
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Andrea U. Calve, Jeffrey Richard Chiappetta, Scott F Stains
Hearing Site: Dallas, TX
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| 21-02784 | 10/07/2022 | Claimant(s): Fred Horrocks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MMLInvestors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Thomas E Kopil
Hearing Site: Philadelphia, PA
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| 21-02537 | 06/30/2022 | Claimant(s): Michael Muccio
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
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| 20-04000 | 03/28/2022 | Claimant(s): Kevin Stokesbary
Claimant Lawyers(s): Shannon McDougald
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): William J. Bender, Steven Phillip Caplow, Jane Ann McKenzie
Hearing Site: Seattle, WA
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| 21-00642 | 08/25/2021 | Claimant(s): Adam Way
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Hazel E. Hanley
Hearing Site: Denver, CO
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| 20-02844 | 07/22/2021 | Claimant(s): Victor Iannelli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 20-03241 | 03/23/2021 | Claimant(s): Stephen Wingard
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 19-03405 | 07/22/2020 | Claimant(s): Casey Craig
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research., MML Investors Services
Respondent Lawyers(s): Richard H. Kuhlman, William P. Thornton
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
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| 19-02072 | 06/10/2020 | Claimant(s): Justin Podbielski, Xochil Rivera
Claimant Lawyers(s): Marc T. Miller
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Dale S. Cronnell, Samuel H. Chorches, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
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| 19-01944 | 04/02/2020 | Claimant(s): Gregory Pinto
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
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