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FINRA Awards for Adam Way

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0064208/25/2021Claimant(s): Adam Way
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Hazel E. Hanley
Hearing Site: Denver, CO
20-0162302/01/2021Claimant(s): Adam Way
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO

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