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FINRA Awards for David Evans

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0313904/17/2014Claimant(s): Dorothy Sivo, Lighthouse Point
Claimant Lawyers(s): Christopher P. Mader
Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group
Respondent Lawyers(s): William E. Fitzharris
Arbitrator(s): David W. Evans, Todd A. Bloom, Charles Scott McClellan
Hearing Site: Seattle, WA
Checkmark IconExpungement
10-0418202/26/2014Claimant(s): Brian Fitol, David Evans, Theresa Fitol
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Frank Lee, Sean Nesto
Respondent Lawyers(s): Frank Robert Lee, Sean Patrick Nesto
Arbitrator(s): B. J. Krintzman, Philip S. Wellman, Philip S. Walker
Hearing Site: Hartford, CT
Checkmark Icon$2,640
13-0108410/01/2013Claimant(s): Chris W. Ditlefsen, Susan J. Ditlefsen
Claimant Lawyers(s): Chris W. Ditlefsen
Respondent(s): Paul Moore
Respondent Lawyers(s): Robert J. Bocko
Arbitrator(s): David W. Evans, Joan M. Schroeder, Jane Ann McKenzie
Hearing Site: Seattle, WA
Checkmark IconDismissed by Rule 12206
12-0205407/18/2012Claimant(s): Brian Fitol, David Evans, Theresa Fitol
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): James Rapuano
Respondent Lawyers(s): James Michael Rapuano
Arbitrator(s): B. J. Krintzman
Hearing Site: Hartford, CT
Checkmark Icon$70,000

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