| 18-00587 | 04/16/2019 | Claimant(s): Christopher Lee Gebbie
Claimant Lawyers(s): Christopher L Gebbie
Respondent(s): Christopher Halotek, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Michael J. McCormack, Philip S. Walker, Thomas M. Madden
Hearing Site: Hartford, CT
|  | $0 |
| 16-01538 | 11/22/2017 | Claimant(s): Martha Simkovitz
Claimant Lawyers(s): Sabato P. Fiano
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Jeffrey Miller, Morgan Stanley & Co..
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Philip S. Walker, Mae A. Brudner, Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $209,775 |
| 14-02793 | 06/23/2015 | Claimant(s): Marx Bowens
Claimant Lawyers(s): Joseph D. Garrison
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Mark W. Lerner
Arbitrator(s): Martin Mushkin, William T. Brice, Philip S. Walker
Hearing Site: Hartford, CT
| | |
| 10-04182 | 02/26/2014 | Claimant(s): Brian Fitol, David Evans, Theresa Fitol
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Frank Lee, Sean Nesto
Respondent Lawyers(s): Frank Robert Lee, Sean Patrick Nesto
Arbitrator(s): B. J. Krintzman, Philip S. Wellman, Philip S. Walker
Hearing Site: Hartford, CT
| | $2,640 |
| 12-02736 | 10/17/2013 | Claimant(s): Michael Kalen
Claimant Lawyers(s): Michael Kalen
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Samuel H. Chorches, Richard Hallett Nichol, Philip S. Walker
Hearing Site: Hartford, CT
| | $300 |
| 10-01483 | 08/17/2011 | Claimant(s): Marc G. Gaudreau IRA, Wendy L. Story IRA, Beers & Story 401K TTEE W Story & M Gaud
Claimant Lawyers(s): Bart W. Heemskerk
Respondent(s): Andrew Beaudry
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Brian J. Dunn, Philip S. Walker, Michael D. Grant
Hearing Site: Hartford, CT
| | $0 |
| 06-05247 | 10/02/2008 | Claimant(s): Cheryl Symmes
Claimant Lawyers(s): Mark Thomas Sophocles
Respondent(s): Goldman, Sachs and Company, Todd Silaika
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Robert R. Barker, Robert L. Chase, Philip S. Walker
Hearing Site: New York, NY
| | Expungement |
