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FINRA Awards for Michael D. Grant

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0154008/07/2012Claimant(s): Catherine Logiudice, Estate Account of Patrick Logiudice, The Estate of Patrick J. Logiudice, Patrick Logiudice IRA
Claimant Lawyers(s): Douglas A. Cho
Respondent(s): Stifel, Nicolaus & Co.., Frederick Mueller
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Paul T. Green, Francis J. Pavetti, Michael D. Grant
Hearing Site: Hartford, CT
Checkmark Icon$0
10-0148308/17/2011Claimant(s): Marc G. Gaudreau IRA, Wendy L. Story IRA, Beers & Story 401K TTEE W Story & M Gaud
Claimant Lawyers(s): Bart W. Heemskerk
Respondent(s): Andrew Beaudry
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Brian J. Dunn, Philip S. Walker, Michael D. Grant
Hearing Site: Hartford, CT
Checkmark Icon$0

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