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FINRA Awards for Douglas A. Cho

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0231906/16/2016Claimant(s): Camille Gagliardi
Claimant Lawyers(s): Douglas A. Cho
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Kalusmeier
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Hartford, CT
10-0154008/07/2012Claimant(s): Catherine Logiudice, Estate Account of Patrick Logiudice, The Estate of Patrick J. Logiudice, Patrick Logiudice IRA
Claimant Lawyers(s): Douglas A. Cho
Respondent(s): Stifel, Nicolaus & Co.., Frederick Mueller
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Paul T. Green, Francis J. Pavetti, Michael D. Grant
Hearing Site: Hartford, CT
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