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FINRA Awards for William T. Brice

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0363703/30/2021Claimant(s): Gregory Macko
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Linda J. Baer, William T. Brice
Hearing Site: Hartford, CT
14-0279306/23/2015Claimant(s): Marx Bowens
Claimant Lawyers(s): Joseph D. Garrison
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Mark W. Lerner
Arbitrator(s): Martin Mushkin, William T. Brice, Philip S. Walker
Hearing Site: Hartford, CT
12-0111308/19/2013Claimant(s): Andrew Schopick
Claimant Lawyers(s): Andrew Schopick
Respondent(s): Fieldpoint Private Securities
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Robert Pincus, William T. Brice, James Rosenblum
Hearing Site: Hartford, CT

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