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FINRA Awards for CRT Capital Group LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0223003/29/2018Claimant(s): SLS Capital, S.A.
Claimant Lawyers(s): Michael Cohen
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Keely D. Parr, Denise N. Seegobin, Paul Bennett Marrow
Hearing Site: New York, NY
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14-0279306/23/2015Claimant(s): Marx Bowens
Claimant Lawyers(s): Joseph D. Garrison
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Mark W. Lerner
Arbitrator(s): Martin Mushkin, William T. Brice, Philip S. Walker
Hearing Site: Hartford, CT
10-0022105/09/2012Claimant(s): Charles Baltic
Claimant Lawyers(s): Charlotte Houghteling
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Myles K. Bartley
Arbitrator(s): John B. Morgan, Howard L. Sobel, Seymour Stanton
Hearing Site: New York, NY
10-0110103/15/2012Claimant(s): Darin Ackerman
Claimant Lawyers(s): Charlotte W. Houghteling
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Mitchell S. Friedman, Howard A. Baker, John Murray Carroll
Hearing Site: New York, NY
09-0392309/02/2010Claimant(s): Charles Severs
Claimant Lawyers(s): Jonathan Harris
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Joseph A. Gottlieb, Anthony Michael Sabino, Martin L. Feinberg
Hearing Site: New York, NY

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