| 17-03225 | 07/06/2020 | Claimant(s): Eza Cattan, Lisa Cattan
Claimant Lawyers(s): David B Newman
Respondent(s): Gary Adkin, John Cregan, Jonathan Harris, Stifel, Nicolaus & Co.., Rebecca Mora
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Keely D. Parr, Cheryl H. Agris, Matthew Fenster
Hearing Site: New York, NY
|  | Settlement |
| 10-01208 | 02/23/2012 | Claimant(s): Stephen Hentschel
Claimant Lawyers(s): Jonathan Harris
Respondent(s): Eastdil Secured, Wachovia Capital Markets, Wells Fargo Securities
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Sandra J. Mullings, John Nino Brenkovich, Marianne C. Hussey
Hearing Site: New York, NY
| | |
| 09-03598 | 10/07/2011 | Claimant(s): Aurum STS Aggressive Trading LLC
Claimant Lawyers(s): Jonathan Harris
Respondent(s): Atef Eltoukhy, Cowen Group., SG Americas Securities, Societe Generale, Societe Generale Warrants Limited N.V.
Respondent Lawyers(s): David M. Brodsky, Jeff G. Hammel, John C. Molluzzo, Michael C. Miller, Paul Serritella
Arbitrator(s): Darryl J. Horowitt, Mark R. Topper, Charles Eugene Markley
Hearing Site: San Francisco, CA
| | $59,900,000 |
| 09-03923 | 09/02/2010 | Claimant(s): Charles Severs
Claimant Lawyers(s): Jonathan Harris
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Joseph A. Gottlieb, Anthony Michael Sabino, Martin L. Feinberg
Hearing Site: New York, NY
| | |
