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FINRA Awards for SG Americas Securities

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0235201/18/2022Claimant(s): John Akhras
Claimant Lawyers(s): Steven M. Warshawsky
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Keely D. Parr, Shari Anique Linton, David Mark Goldenberg
Hearing Site: New York, NY
15-0120107/24/2018Claimant(s): AC Scout Trading
Claimant Lawyers(s): Steven P. Gomberg
Respondent(s): Newedge USA, SG Americas Securities
Respondent Lawyers(s): William J. Nissen
Arbitrator(s): Sandra Gale Behrle, Anthony J. Raimondi, James Anthony Maccaro
Hearing Site: New York, NY
Checkmark Icon$0
16-0197607/28/2017Claimant(s): William Taylor
Claimant Lawyers(s): Daniel F. Markham
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Joseph J. Arata, Sam Antar, Susan Romano
Hearing Site: New York, NY
15-0347410/05/2016Claimant(s): Matthew Macgregor
Claimant Lawyers(s): Christopher B Jones
Respondent(s): Andrew Totman, SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
15-0053504/19/2016Claimant(s): Mary Fisher
Claimant Lawyers(s): James R. Hubbard
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Julian F. Santos, David Jeremy Mattana, Cirino M. Bruno
Hearing Site: New York, NY
12-0026008/08/2013Claimant(s): James Nangle
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): SG Americas Securities, Societe Generale
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Martin Jay Siegel, David Finnegan, Peter McClellan Wright
Hearing Site: New York, NY
12-0159610/05/2012Claimant(s): Euna Shim
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
09-0359810/07/2011Claimant(s): Aurum STS Aggressive Trading LLC
Claimant Lawyers(s): Jonathan Harris
Respondent(s): Atef Eltoukhy, Cowen Group., SG Americas Securities, Societe Generale, Societe Generale Warrants Limited N.V.
Respondent Lawyers(s): David M. Brodsky, Jeff G. Hammel, John C. Molluzzo, Michael C. Miller, Paul Serritella
Arbitrator(s): Darryl J. Horowitt, Mark R. Topper, Charles Eugene Markley
Hearing Site: San Francisco, CA
Checkmark Icon$59,900,000
09-0308712/29/2010Claimant(s): Marcus Ribka
Claimant Lawyers(s): Maryana A. Kodner
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Harold I. Geringer, Brian J. Burstin, Carole R. Bernstein
Hearing Site: New York, NY

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