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FINRA Awards for Christopher B Jones

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0118511/07/2018Claimant(s): John Battista
Claimant Lawyers(s): Christopher B Jones
Respondent(s): David Capin
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Philip S. Cottone, Elliot B. Platt, Dolores E Trojak
Hearing Site: Philadelphia, PA
15-0347410/05/2016Claimant(s): Matthew Macgregor
Claimant Lawyers(s): Christopher B Jones
Respondent(s): Andrew Totman, SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY

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