FINRA Awards for Philip S. Cottone

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01004	06/09/2022	Claimant(s): William McCormack Claimant Lawyers(s): Robert V. Cornish Respondent(s): Eric Seeley Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Philip S. Cottone, Gregory J. Spadea, Lorrie E Whitfield Hearing Site: Philadelphia, PA
18-00886	03/20/2019	Claimant(s): Audrey Lucker Claimant Lawyers(s): George C. Zumbano Respondent(s): David Dorsett, Capital & Security Management Respondent Lawyers(s): David G. Dorsett Arbitrator(s): Guillermo L. Bosch, Philip S. Cottone, George Forest Bingham Hearing Site: Philadelphia, PA		$326,000
16-01185	11/07/2018	Claimant(s): John Battista Claimant Lawyers(s): Christopher B Jones Respondent(s): David Capin Respondent Lawyers(s): Andrew J. Shapren Arbitrator(s): Philip S. Cottone, Elliot B. Platt, Dolores E Trojak Hearing Site: Philadelphia, PA
11-03461	08/14/2013	Claimant(s): Susan Poller-Newman Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): James P. McLaughlin Arbitrator(s): Philip S. Cottone, Rafael A. Porrata-Doria, Thomas Benjamin Salzer Hearing Site: Philadelphia, PA
07-03593	10/23/2008	Claimant(s): Thomas Holmes Claimant Lawyers(s): Kevin Thomas Hoffman Respondent(s): Susquehanna Financial Group, LLLP Respondent Lawyers(s): Andrew C. Curley Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller Hearing Site: Philadelphia, PA