| 23-03453 | 09/11/2024 | Claimant(s): Lou Varanese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 23-02761 | 05/21/2024 | Claimant(s): Joseph Diorio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): J.J.B. Hilliard, W.L. Lyons, Banc of America Investment Services Inc.
Respondent Lawyers(s): Katelyn H. Wilson, Todd A. Holleman
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 23-01293 | 03/15/2024 | Claimant(s): Nico Sethi
Claimant Lawyers(s): Everett Pritchard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 23-01481 | 11/08/2023 | Claimant(s): B. Riley Wealth Management
Claimant Lawyers(s): Emily Hayes
Respondent(s): Timothy Breslin
Respondent Lawyers(s): Timothy James Breslin
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 22-02184 | 07/28/2023 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John B. Clark
Respondent(s): Daniel Snodgrass
Respondent Lawyers(s): Daniel Stephen Snodgrass
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 20-04212 | 02/28/2023 | Claimant(s): Drew Shaw, Linda Shaw, Estate of Edna Shaw
Claimant Lawyers(s): Linda Shaw
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): George Forest Bingham, Mary S. Wyatte, Larry Cheskawich
Hearing Site: Philadelphia, PA
|  | Expungement |
| 22-00761 | 08/24/2022 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kristina J. Branstetter
Respondent(s): Lawrence Hubert
Respondent Lawyers(s): Lawrence James Hubert
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 20-02535 | 05/26/2022 | Claimant(s): Anthony Lombard
Claimant Lawyers(s): Anthony P. Monzo
Respondent(s): James Schultz, Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): George Forest Bingham, Gordon M. Wase, John T. Hausladen
Hearing Site: Philadelphia, PA
| | Expungement |
| 20-02898 | 04/15/2021 | Claimant(s): Kevin Keith
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 20-03287 | 02/01/2021 | Claimant(s): John Mazuroski
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | $14,600 |
