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FINRA Awards for Nico Sethi

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0129303/15/2024Claimant(s): Nico Sethi
Claimant Lawyers(s): Everett Pritchard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA

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