| 23-01910 | 04/25/2024 | Claimant(s): Eric Jensen
Claimant Lawyers(s): Eric Jensen
Respondent(s): Peter Bednarek
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Mary S. Wyatte
Hearing Site: Philadelphia, PA
|  | $300 |
| 20-04212 | 02/28/2023 | Claimant(s): Drew Shaw, Linda Shaw, Estate of Edna Shaw
Claimant Lawyers(s): Linda Shaw
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): George Forest Bingham, Mary S. Wyatte, Larry Cheskawich
Hearing Site: Philadelphia, PA
| | Expungement |
| 21-00513 | 05/26/2022 | Claimant(s): William Nies
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Diane Ciccone, Doris J. Dabrowski, Mary S. Wyatte
Hearing Site: Philadelphia, PA
| | Expungement |
| 19-00822 | 07/12/2021 | Claimant(s): James Collins
Claimant Lawyers(s): Adam M. Green
Respondent(s): Stephen DeCesare, Triad Advisors LLC
Respondent Lawyers(s): Brian A. Carlis, James A. McGovern
Arbitrator(s): Julie K. Chapin, Mary S. Wyatte, Anne O'Connell Umbrecht
Hearing Site: Philadelphia, PA
| | Expungement |
| 17-01069 | 06/07/2019 | Claimant(s): Ira Adelman, Robin Adelman
Claimant Lawyers(s): Ernest Sasso
Respondent(s): Stephen Walker
Respondent Lawyers(s): Denis Dice
Arbitrator(s): John J. Jordan, Doris J. Dabrowski, Mary S. Wyatte
Hearing Site: Philadelphia, PA
| | $0 |
| 09-00448 | 03/18/2010 | Claimant(s): Mark Rosenfeld and Mona Rosenfeld
Claimant Lawyers(s): Evan H. Lechtman
Respondent(s): Raymond, James & Associates., Norman Nelson
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): John J. Jordan, Carol Corbett, Mary S. Wyatte
Hearing Site: Philadelphia, PA
| | $165,000 |
