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FINRA Awards for Stephen Walker

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0106906/07/2019Claimant(s): Ira Adelman, Robin Adelman
Claimant Lawyers(s): Ernest Sasso
Respondent(s): Stephen Walker
Respondent Lawyers(s): Denis Dice
Arbitrator(s): John J. Jordan, Doris J. Dabrowski, Mary S. Wyatte
Hearing Site: Philadelphia, PA
Checkmark Icon$0
10-0409411/01/2017Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Kenneth M. Murray, Thomas J. Momjian
Respondent(s): Daniel Thompson, Stephen Walker
Respondent Lawyers(s): Gary Green, Thomas J. Momjian
Arbitrator(s): Guillermo L. Bosch, John T. Hausladen, Roger Frazier Cox
Hearing Site: Philadelphia, PA

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