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FINRA Awards for B. Riley Wealth Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0148111/08/2023Claimant(s): B. Riley Wealth Management
Claimant Lawyers(s): Emily Hayes
Respondent(s): Timothy Breslin
Respondent Lawyers(s): Timothy James Breslin
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
20-0154306/06/2022Claimant(s): Anna Hickey, Daniel Hickey, Daniel J. Hickey & Anna M. Hickey Trust
Claimant Lawyers(s): Devin W. Bone
Respondent(s): Jack McBride, B. Riley Wealth Management
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Patrick R. Sughroue, Richard Heim Foley, Michael John Falvo
Hearing Site: Detroit, MI
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20-0119801/20/2021Claimant(s): Chesley Morton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. Riley Wealth Management
Respondent Lawyers(s): Michael Markunas
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
20-0216812/09/2020Claimant(s): B. Riley Wealth Management
Claimant Lawyers(s): Michael Markunas
Respondent(s): Jason Parker
Respondent Lawyers(s): Jason Brent Parker
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
18-0340503/06/2019Claimant(s): Albert Alexander
Claimant Lawyers(s): Mark D. Griffin
Respondent(s): B. Riley Wealth Management
Respondent Lawyers(s): James T. Ritt
Arbitrator(s): Langfred W. White
Hearing Site: Memphis, TN

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