Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03665 | 05/20/2019 | Claimant(s): Lance Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wunderlich Securities. Respondent Lawyers(s): James T. Ritt Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-03405 | 03/06/2019 | Claimant(s): Albert Alexander Claimant Lawyers(s): Mark D. Griffin Respondent(s): B. Riley Wealth Management Respondent Lawyers(s): James T. Ritt Arbitrator(s): Langfred W. White Hearing Site: Memphis, TN | ||
| 16-02144 | 12/30/2016 | Claimant(s): Wunderlich Securities. Claimant Lawyers(s): James T. Ritt Respondent(s): Richard Minichino Respondent Lawyers(s): Richard Vincent Minichino Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 16-00920 | 09/19/2016 | Claimant(s): Wunderlich Securities. Claimant Lawyers(s): James T. Ritt Respondent(s): James Tolbert Respondent Lawyers(s): James Allen Tolbert Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL |