Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02723 | 04/09/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason K. Roberts Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): James P. McLaughlin Arbitrator(s): Barry Goldman, Barbara A. Johannessen, Anthony Allen Mogle Hearing Site: Detroit, MI | ||
| 11-03461 | 08/14/2013 | Claimant(s): Susan Poller-Newman Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): James P. McLaughlin Arbitrator(s): Philip S. Cottone, Rafael A. Porrata-Doria, Thomas Benjamin Salzer Hearing Site: Philadelphia, PA |