| 20-00677 | 08/02/2021 | Claimant(s): Remo Benvenuti, Remo Benvenuti Irrev Trust UAD 6/29/2007
Claimant Lawyers(s): Joseph P. Ciaramitaro
Respondent(s): Jason Murphy, CCO Investment Services Corp., Charter One Investment Services, Citizens Securities.
Respondent Lawyers(s): Eric A. Michaels, Krista L. Elsasser
Arbitrator(s): Jeffry M. Bauer, Raymond Wade Henney, Barbara A. Johannessen
Hearing Site: Detroit, MI
|  | Expungement |
| 18-01283 | 05/03/2019 | Claimant(s): Paul Bergholtz, Priscilla Bergholtz
Claimant Lawyers(s): Aaron Israels
Respondent(s): Judith Villarreal, Raymond Pett
Respondent Lawyers(s): Mohamed Awan, Raymond W. Henney
Arbitrator(s): Raymond J. Sterling, Barbara A. Johannessen, Kenneth Alan Roth
Hearing Site: Detroit, MI
| | Expungement |
| 14-01190 | 04/14/2016 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John Marsh
Respondent(s): Sadeer Jamil
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): John F. Burns, Barbara A. Johannessen, Eugene Halsey Bosart
Hearing Site: Detroit, MI
| | |
| 13-02594 | 01/08/2016 | Claimant(s): Michelle Brown f/k/a Michelle Barksdale
Claimant Lawyers(s): Howard I. Wallach
Respondent(s): Carey Stevens, Thomas Salvati, Interactive Brokers, Stevens Investments, The Salvati Insurance Group.
Respondent Lawyers(s): Carey C. Stevensorate Office, David L. Mazur, John J. Nielands
Arbitrator(s): Barbara A. Johannessen, Martin I. Reisig, Edward William Rich
Hearing Site: Detroit, MI
| | $0 |
| 13-03039 | 05/22/2015 | Claimant(s): Geraldine Sura
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Keven Wedekind, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Barbara A. Johannessen, Mayra Adela Rodriguez, Seth H. Barsky
Hearing Site: Detroit, MI
| | Expungement |
| 13-02723 | 04/09/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason K. Roberts
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): James P. McLaughlin
Arbitrator(s): Barry Goldman, Barbara A. Johannessen, Anthony Allen Mogle
Hearing Site: Detroit, MI
| | |
| 09-06653 | 11/01/2010 | Claimant(s): Georgiann Henritzy, Georgiann G. Henritzy Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Roland
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Stephen D. Arkwright, Barbara A. Johannessen, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | $0 |
| 09-04057 | 10/21/2010 | Claimant(s): Lynette Cromwell
Claimant Lawyers(s): Lynette Cromwell
Respondent(s): Anthony Provenzano, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Clarence L. Pozza
Arbitrator(s): Barbara A. Johannessen, Roland L. Olzark, Thomas W. Lawson
Hearing Site: Detroit, MI
| | $10,000 |
| 09-00728 | 03/22/2010 | Claimant(s): Dale Z. Jablonski, Indiv & as TTEE of, Dale and Mary L. Jablonski , Indiv and
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Michael Czerny
Respondent Lawyers(s): Michael Kipland Czerny
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Barbara A. Johannessen
Hearing Site: Detroit, MI
| | $150,000 |
| 08-00231 | 05/15/2009 | Claimant(s): Jacquelyn Knoll
Claimant Lawyers(s): David R. Skinner
Respondent(s): Citigroup Global Markets., Citigroup, Estate of David S. Knoll
Respondent Lawyers(s): Adam M. Kauff, David R. Skinner
Arbitrator(s): Jennifer Ann Shandler, Barbara A. Johannessen, Edward A. Porter
Hearing Site: Detroit, MI
| | $0 |
