| 17-03272 | 12/19/2018 | Claimant(s): Martha Jocis
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Capital City Securities
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Raymond J. Sterling, Stephen D Kursman, Cyrus K. Motlagh
Hearing Site: Detroit, MI
|  | Dismissed by Rule 12206 |
| 15-00644 | 04/13/2016 | Claimant(s): Alvin Hill
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): John K. Wells
Arbitrator(s): Lee Hornberger, Gail Katherine Barski-McCracken, Lisa Sue Fildes
Hearing Site: Detroit, MI
| | |
| 13-01947 | 02/16/2016 | Claimant(s): Louis Ferris, Ferris Children Master Fund, Louis Ferris Irrev Trust FBO A. Ferris, Louis Ferris Irrev Trust FBO C. Ferris, Louis Ferris Irrev Trust FBO J. Ferris, Louis Ferris Irrev Trust FBO L. Ferris, Louis Ferris Irrev Trust FBO R. Ferris, WBNA Collateral Account FBO Louis Ferris
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Wells Fargo Advisors, Steven Zatkin
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Melissa B. VanDam, Melody Ann Werner, Gerald W. Hepp
Hearing Site: Detroit, MI
| | $0 |
| 13-03039 | 05/22/2015 | Claimant(s): Geraldine Sura
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Keven Wedekind, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Barbara A. Johannessen, Mayra Adela Rodriguez, Seth H. Barsky
Hearing Site: Detroit, MI
| | Expungement |
| 14-02223 | 04/22/2015 | Claimant(s): Vithal Kusuma Life Insurance Trust
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): John Haire, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Daniel E. Gulden, Yvette L. Nurse, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | $0 |
| 12-02771 | 02/27/2014 | Claimant(s): Jamie Cullip
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
| | Expungement |
| 11-03915 | 12/07/2012 | Claimant(s): Richard Paul
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Allegiant Securities L.L.C.
Respondent Lawyers(s): Dennis Flanagan Jr., President
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 11-01143 | 06/28/2012 | Claimant(s): Bernard Gross, Myra Gross
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Kevin McCulloch, Morgan Stanley
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Stephen D. Arkwright, Mayra Adela Rodriguez, Seth H. Barsky
Hearing Site: Detroit, MI
| | Expungement |
| 10-02367 | 06/10/2011 | Claimant(s): Edmund Chrostowski
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): UBS Financial Services Inc., Philip Bocketti
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
