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FINRA Awards for Richard Paul

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0391512/07/2012Claimant(s): Richard Paul
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Allegiant Securities L.L.C.
Respondent Lawyers(s): Dennis Flanagan Jr., President
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
09-0222001/28/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Richard Paul
Respondent Lawyers(s): Richard Aaron Paul
Arbitrator(s): G. Robert Abrams
Hearing Site: Memphis, TN

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