| 17-02370 | 05/01/2019 | Claimant(s): Lesley Mooney, Stephen Mooney, Lesley Mooney IRA R/O FCC, Stephen Mooney IRA R/O FCC
Claimant Lawyers(s): Frank A. Lightmas
Respondent(s): Christopher Anthony
Respondent Lawyers(s): Christopher Paul Anthony
Arbitrator(s): Yvette L. Nurse, Brandt Leonard Ross, Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
|  | $435,000 |
| 14-00343 | 12/17/2018 | Claimant(s): Utility Service Holding Company.
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson, Richard A. Roth
Arbitrator(s): Gary J. Leshaw, John D. Mattingly, Yvette L. Nurse
Hearing Site: Atlanta, GA
| | $0 |
| 13-03654 | 11/11/2015 | Claimant(s): Matthew Wood
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Marian Cover Dockery, Yvette L. Nurse, Brandt Leonard Ross
Hearing Site: Atlanta, GA
| | Expungement |
| 14-02223 | 04/22/2015 | Claimant(s): Vithal Kusuma Life Insurance Trust
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): John Haire, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Daniel E. Gulden, Yvette L. Nurse, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | $0 |
| 13-02739 | 02/02/2015 | Claimant(s): Edward Kraus, Sandra Kraus
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Carlos Dominguez, Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff, Walter L. Baumgardner
Arbitrator(s): Judith Stilz Ogden, John D. Mattingly, Yvette L. Nurse
Hearing Site: Atlanta, GA
| | Expungement |
| 09-05998 | 12/06/2010 | Claimant(s): Patrick Morris
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Anne H. Orr, Yvette L. Nurse, Scott William Marcus
Hearing Site: Atlanta, GA
| | $0 |
