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FINRA Awards for Frank A. Lightmas

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0245803/09/2020Claimant(s): Charles H. Jones Family Foundation.
Claimant Lawyers(s): Jo Lanier Meeks
Respondent(s): John Crook, Raymond, James & Associates.
Respondent Lawyers(s): Frank A. Lightmas, Terry R. Weiss
Arbitrator(s): William Barker Brown, James David Askren, Larry Mims
Hearing Site: Atlanta, GA
Checkmark Icon$0
17-0237005/01/2019Claimant(s): Lesley Mooney, Stephen Mooney, Lesley Mooney IRA R/O FCC, Stephen Mooney IRA R/O FCC
Claimant Lawyers(s): Frank A. Lightmas
Respondent(s): Christopher Anthony
Respondent Lawyers(s): Christopher Paul Anthony
Arbitrator(s): Yvette L. Nurse, Brandt Leonard Ross, Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
Checkmark Icon$435,000
11-0313802/06/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Passalacqua
Respondent Lawyers(s): Frank A. Lightmas
Arbitrator(s): James G. Killough, Robert G. Brunton, Robert A. Dean
Hearing Site: Atlanta, GA
05-0055712/04/2008Claimant(s): Daniel Pompilio
Claimant Lawyers(s): Frank A. Lightmas
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Perry Lee Taylor, Ralph S. Paden, Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$0

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