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FINRA Awards for Larry Mims

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0259903/04/2024Claimant(s): Craig Sanford
Claimant Lawyers(s): Craig M. Sanford
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Larry Mims
Hearing Site: Atlanta, GA
Checkmark Icon$0
22-0266307/24/2023Claimant(s): Danny Kamal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Laura A. Pizzitola
Arbitrator(s): Larry Mims
Hearing Site: Atlanta, GA
19-0080701/21/2022Claimant(s): NLT Holdings Trust
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Peter G. Wilson
Arbitrator(s): Gary J. Leshaw, Bruce W. Bennett, Larry Mims
Hearing Site: Atlanta, GA
Checkmark Icon$0
16-0245803/09/2020Claimant(s): Charles H. Jones Family Foundation.
Claimant Lawyers(s): Jo Lanier Meeks
Respondent(s): John Crook, Raymond, James & Associates.
Respondent Lawyers(s): Frank A. Lightmas, Terry R. Weiss
Arbitrator(s): William Barker Brown, James David Askren, Larry Mims
Hearing Site: Atlanta, GA
Checkmark Icon$0

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