| 18-02959 | 10/08/2021 | Claimant(s): Cary Lucas
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): William Barker Brown, Michael Ryan Peacock, Erin Elizabeth Waddington
Hearing Site: Atlanta, GA
| | |
| 20-00549 | 02/27/2021 | Claimant(s): Kevin A. McIntyre Rollover IRA
Claimant Lawyers(s): Kevin A. McIntyre
Respondent(s): Kevin McIntyre, TD Ameritrade.
Respondent Lawyers(s): John Stewart, Kevin A. McIntyre
Arbitrator(s): William Barker Brown, James P. Kinkade, Mollie Wagner Neal
Hearing Site: Atlanta, GA
|  | $0 |
| 16-02458 | 03/09/2020 | Claimant(s): Charles H. Jones Family Foundation.
Claimant Lawyers(s): Jo Lanier Meeks
Respondent(s): John Crook, Raymond, James & Associates.
Respondent Lawyers(s): Frank A. Lightmas, Terry R. Weiss
Arbitrator(s): William Barker Brown, James David Askren, Larry Mims
Hearing Site: Atlanta, GA
| | $0 |
| 18-03340 | 05/28/2019 | Claimant(s): Joseph Best
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Bernard Jasmin, Todd Sanders, Vladimiro Panichi, Empire Asset Management Company
Respondent Lawyers(s): Kristi Gavalier, Mickey B. Wright
Arbitrator(s): William Barker Brown, Judith Stilz Ogden, Charles E. White
Hearing Site: Atlanta, GA
| | $0 |
| 14-02881 | 07/12/2016 | Claimant(s): Ana Mediavilla De Menendez, Antonio Calzada Medero, Luz Rivera Batista, Sandra Gomez
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Diego Murgia Diaz
Arbitrator(s): Mark C. Perry, William Barker Brown, Earle J. Schwarz
Hearing Site: San Juan, PR
| | Expungement |
| 14-02083 | 05/05/2016 | Claimant(s): Harry Gonzalez Rosa, Complete Legal Services Inc.
Claimant Lawyers(s): Adolfo J. Anzola
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Diego Murgia Diaz
Arbitrator(s): Robert C. Port, William Barker Brown, Donald R. Smith
Hearing Site: San Juan, PR
| | Expungement |
| 14-01158 | 11/24/2015 | Claimant(s): Gary Adams
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis
Arbitrator(s): Lita S Menkin, William Barker Brown, J. G. Long
Hearing Site: Atlanta, GA
| | Expungement |
| 12-02704 | 10/08/2013 | Claimant(s): Shirley Johnson
Claimant Lawyers(s): Kristian P Kraszewski
Respondent(s): Wilbanks Securities.
Respondent Lawyers(s): Aaron Budd
Arbitrator(s): Joel Steven Arogeti, William Barker Brown, Edward Martin Davidson
Hearing Site: Atlanta, GA
| | Expungement |
