16-02458 | 03/09/2020 | Claimant(s): Charles H. Jones Family Foundation. Claimant Lawyers(s): Jo Lanier Meeks Respondent(s): John Crook, Raymond, James & Associates. Respondent Lawyers(s): Frank A. Lightmas, Terry R. Weiss Arbitrator(s): William Barker Brown, James David Askren, Larry Mims Hearing Site: Atlanta, GA
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17-00112 | 03/04/2019 | Claimant(s): David Greene Claimant Lawyers(s): Ross B. Intelisano Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David S. Poppick Arbitrator(s): Clare R. Goldfarb, Peggy Lewis Kennedy, James David Askren Hearing Site: Atlanta, GA
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16-02815 | 11/09/2017 | Claimant(s): Francis Bevenour Claimant Lawyers(s): Francis Merle Bevenour Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sara Soto Arbitrator(s): James David Askren, Sherri Lynne Kimmell, Frank (Francis) Eugene Roedl Hearing Site: Atlanta, GA
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14-01786 | 08/31/2015 | Claimant(s): Uzoma Ogene Claimant Lawyers(s): Uzoma Ogene Respondent(s): TD Ameritrade., Jeffrey Plummer Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): James R. McGuone, Bernard Leroy Lynch, James David Askren Hearing Site: Atlanta, GA
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12-03320 | 06/27/2014 | Claimant(s): Susan Dumas Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Jason Parker, E*Trade Securities LLC Respondent Lawyers(s): Jason Charles Parker, Meredith Felde Hoffman Arbitrator(s): Robert H. Putnam, Constance P. Barr, James David Askren Hearing Site: Atlanta, GA
| | $0 |