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FINRA Awards for Frank (Francis) Eugene Roedl

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0281511/09/2017Claimant(s): Francis Bevenour
Claimant Lawyers(s): Francis Merle Bevenour
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): James David Askren, Sherri Lynne Kimmell, Frank (Francis) Eugene Roedl
Hearing Site: Atlanta, GA
15-0333412/13/2016Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC, Morgan Stanley Smith Barney Holdings LLC
Claimant Lawyers(s): Laura J. Starr
Respondent(s): John Halper
Respondent Lawyers(s): Samuel A. Wilson
Arbitrator(s): Robert A. Dean, Frank (Francis) Eugene Roedl, Dennis Wilton Burnette
Hearing Site: Atlanta, GA

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