| 20-01836 | 11/02/2021 | Claimant(s): Retina Consultants, P.C., P.C. Pension Plan
Claimant Lawyers(s): John B. Long
Respondent(s): Raymond Benjamin, South State Bank, Successor GBTL Financial LLC
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Carleton E. Blankenburg, Bruce W. Bennett, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
|  | Expungement |
| 20-02845 | 03/04/2021 | Claimant(s): James Krantz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | |
| 19-02352 | 09/08/2020 | Claimant(s): Juan F. Woodroffe Retirement Plan
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Jorge I. Peirats
Arbitrator(s): Sherri Lynne Kimmell
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206/12504 |
| 19-02630 | 08/24/2020 | Claimant(s): Triana Waldron
Claimant Lawyers(s): Phillip E. Thompson
Respondent(s): Jonathan Dudley, Centaurus Financial.
Respondent Lawyers(s): Jonathan H Dudley, Mike West
Arbitrator(s): John F. Allgood, David Blair Sinyard, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | Dismissed |
| 16-02815 | 11/09/2017 | Claimant(s): Francis Bevenour
Claimant Lawyers(s): Francis Merle Bevenour
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): James David Askren, Sherri Lynne Kimmell, Frank (Francis) Eugene Roedl
Hearing Site: Atlanta, GA
| | |
| 15-00260 | 06/17/2016 | Claimant(s): Aeet.us Inc
Claimant Lawyers(s): Sanjay Saggere
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Harvey R. Linder, M. Scott Holcomb, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | $0 |
