| 20-02276 | 01/21/2021 | Claimant(s): Linda Willson
Claimant Lawyers(s): Linda Stout Willson
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
|  | $300 |
| 19-02630 | 08/24/2020 | Claimant(s): Triana Waldron
Claimant Lawyers(s): Phillip E. Thompson
Respondent(s): Jonathan Dudley, Centaurus Financial.
Respondent Lawyers(s): Jonathan H Dudley, Mike West
Arbitrator(s): John F. Allgood, David Blair Sinyard, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | Dismissed |
| 18-01751 | 11/01/2018 | Claimant(s): David Rath
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 18-01025 | 08/13/2018 | Claimant(s): Terrance Joseph
Claimant Lawyers(s): Terrance Joseph
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 17-01331 | 05/04/2018 | Claimant(s): William Hawk
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): First Southern Securities.
Respondent Lawyers(s): John Holman
Arbitrator(s): Michael J. Stern, John F. Allgood, David Frank Walbert
Hearing Site: Atlanta, GA
| | |
| 17-01467 | 02/16/2018 | Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): David Moore
Respondent Lawyers(s): Otto F. Feil
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 17-00321 | 10/20/2017 | Claimant(s): Melissa Dano
Claimant Lawyers(s): Melissa Dano
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): James P. Kinkade, James C. Hoover, John F. Allgood
Hearing Site: Atlanta, GA
| | $0 |
| 16-01866 | 02/07/2017 | Claimant(s): David Miller
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Chandler R Bridges, Michael J. Stern, John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 13-01433 | 12/24/2015 | Claimant(s): Kevin Strahan
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): John F. Allgood, Carleton E. Blankenburg, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | Expungement |
| 13-01659 | 08/27/2015 | Claimant(s): Raymond DiPaula
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela Turiano
Arbitrator(s): Henry W. Grady, John F. Allgood, Marcia A. Ogilvie
Hearing Site: Atlanta, GA
| | Expungement |
