Potomac Analytics' Logo

FINRA Awards for David Rath

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0175111/01/2018Claimant(s): David Rath
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA

1 Results

Display: