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FINRA Awards for Steven D Toskes

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0143312/24/2015Claimant(s): Kevin Strahan
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): John F. Allgood, Carleton E. Blankenburg, Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark IconExpungement
13-0136911/13/2015Claimant(s): William Call
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Samuel B. Garber, Rita J. Jacyna Curley, Raymond P. Buschmann
Hearing Site: Chicago, IL
Checkmark Icon$0
13-0081812/11/2014Claimant(s): Voecks Trust U/T/A DTD 05/19/2005
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Linda M. McCoy, Joseph M. Fabricatore, Alden Sharp Adkins
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0397204/20/2012Claimant(s): Peter Graham Lee & Jennifer Patricia Lee
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Berthold T. Berkwich, Harold S. Stern, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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