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FINRA Awards for Carleton E. Blankenburg

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0183611/02/2021Claimant(s): Retina Consultants, P.C., P.C. Pension Plan
Claimant Lawyers(s): John B. Long
Respondent(s): Raymond Benjamin, South State Bank, Successor GBTL Financial LLC
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Carleton E. Blankenburg, Bruce W. Bennett, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
Checkmark IconExpungement
13-0143312/24/2015Claimant(s): Kevin Strahan
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): John F. Allgood, Carleton E. Blankenburg, Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark IconExpungement
07-0203010/12/2011Claimant(s): Scott Johnson
Claimant Lawyers(s): Joseph F. Myers
Respondent(s): Buddie Ballard, Wachovia Securities
Respondent Lawyers(s): Deirdre Wolff, Hamilton Rial
Arbitrator(s): Louis J. Weber, Priscilla Kim Park, Carleton E. Blankenburg
Hearing Site: Dallas, TX
Checkmark Icon$0
09-0259209/01/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mc Avoy
Respondent(s): Brent Bishop
Respondent Lawyers(s): Brent R. Bishop
Arbitrator(s): Carleton E. Blankenburg
Hearing Site: Oklahoma City, OK
07-0314908/28/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Robert L. Tobey
Respondent(s): Andrew Williams
Respondent Lawyers(s): Andrew F. Williams
Arbitrator(s): Mark I Preston, John M. Wilkinson, Carleton E. Blankenburg
Hearing Site: Dallas, TX

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