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FINRA Awards for Scott Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0525804/25/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Scott Johnson
Respondent Lawyers(s): Scott Michael Johnson
Arbitrator(s): David I. Goldblatt
Hearing Site: Boston, MA
07-0203010/12/2011Claimant(s): Scott Johnson
Claimant Lawyers(s): Joseph F. Myers
Respondent(s): Buddie Ballard, Wachovia Securities
Respondent Lawyers(s): Deirdre Wolff, Hamilton Rial
Arbitrator(s): Louis J. Weber, Priscilla Kim Park, Carleton E. Blankenburg
Hearing Site: Dallas, TX
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