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FINRA Awards for Hamilton Rial

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0129108/10/2018Claimant(s): SPJST
Claimant Lawyers(s): Hamilton Rial
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Clement Osimetha, Martin Lowy, Mark Leslie Burdette
Hearing Site: Dallas, TX
Checkmark IconExpungement
07-0203010/12/2011Claimant(s): Scott Johnson
Claimant Lawyers(s): Joseph F. Myers
Respondent(s): Buddie Ballard, Wachovia Securities
Respondent Lawyers(s): Deirdre Wolff, Hamilton Rial
Arbitrator(s): Louis J. Weber, Priscilla Kim Park, Carleton E. Blankenburg
Hearing Site: Dallas, TX
Checkmark Icon$0

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